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James lowe oppenheimer. James francis lowe of new york new york a stockbroker and supervisor currently registered with oppenheimer co. Inc a broker dealer with over 1850 registered representatives nationwide. Biography as an oppenheimer financial professional i align each clients unique goals values and needs with holistic planning and design of investment and insurance strategies. James has held an industry securities registration for 36 years and is subject to sec and finra oversight.
During his career he has. James lowe archived record new york ny previous manager for oppenheimer co. Inc they have accrued a notable 22 years of professional experience in the financial advisory industry. View james lowes business profile as senior vice president at oppenheimer.
Over the past 25 years jim has been employed by oppenheimer co. About jim has been in the financial services industry for 35 years. James lowe is a financial professional at oppenheimer co. I use an in depth discovery process that leads to a true understanding of each clients specific situation time horizon and risk tolerance.
James lowe is an investment advisor in new york new york. Is the subject of a customer initiated investment related arbitration claim which was settled for 2500000 in damages founded on accusations that lowe failed to supervise one of the firms financial advisors servicing the customers account who made unsuitable exchange traded fund transactions in the customers investment account between february of 2016 and march of 2016. In new york ny and has over 37 years of experience in the finance industry. Currently a registered financial advisor at oppenheimer co.
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